Securities regulation in the United States

Results: 4123



#Item
281OTC Bulletin Board / Stock market / Securities regulation in the United States / Shenzhen Stock Exchange / Business / Financial economics / Investment / Over-the-counter / OTC Markets Group / Stock exchanges in China / Finance / Securities market

Current Status and Trends of OTC in China Social Science Academy in Sichuan Province Zhou Yousu

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Source URL: www.law.cuhk.edu.hk

Language: English - Date: 2013-02-04 23:42:50
282Economy of the Republic of Ireland / Republic of Ireland / United States securities law / Financial regulation / Ireland / Government / Central Bank of Ireland / Financial Regulator / Australian Securities Exchange / Australian Securities and Investments Commission / Corporate governance

Business and Economics Considerations of Fairness and Conflicts of Interest in the Regulation of Financial Markets Dr Michelle Welsh

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Source URL: www.law.cuhk.edu.hk

Language: English - Date: 2013-12-12 02:46:28
283Investment / Corporate finance / Corruption / Insider trading / Security / Securities regulation in the United States / Stock / Employee stock option / Securities fraud / Stock market / Financial economics / Economics

ALACER GOLD CORP. INSIDER TRADING POLICY January 27, 2015 I. STATEMENT OF PURPOSE AND PRINCIPLE

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Source URL: www.alacergold.com

Language: English - Date: 2015-02-03 16:46:28
284Self-regulatory organizations / 73rd United States Congress / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Financial system / Business / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 6, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 17:24:59
285Finance / Financial economics / Auditing / Corporate governance / United States corporate law / Regulation S-K / Form 10-K / Government procurement in the United States / Moog Inc / SEC filings / United States securities law / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One)

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Source URL: www.moog.com

Language: English - Date: 2015-03-21 15:43:08
286Business / National Australia Bank / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial adviser / Securities Act / Securities regulation in the United States / Australian Securities Exchange / Financial economics / Finance / Economics

National Australia Bank Limited ABN800 Bourke Street Docklands Victoria 3008 AUSTRALIA www.nabgroup.com

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Source URL: www.nab.com.au

Language: English - Date: 2015-05-08 11:02:55
287Stock market / Financial system / Australian Securities Exchange / Securities regulation in the United States / Financial economics / Corruption / Economics / Insider trading

corporate governance for website

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Source URL: www.heronresources.com.au

Language: English - Date: 2014-11-21 02:07:00
288Financial services / United States corporate law / Financial system / Finance / Business / Canadian securities regulation / United States securities law / Economy of the Republic of Ireland / Financial regulation

A CFRED Seminar: THE PUBLIC INTEREST AND ISSUES OF FAIRNESS IN THE REGULATION OF FINANCIAL MARKETS by

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Source URL: www.law.cuhk.edu.hk

Language: English - Date: 2013-11-28 04:14:54
289Financial economics / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Short / United States securities law / Financial regulation / Business

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 17:42:26
290Financial regulation / New Deal / Securities Act / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Mirman / United States / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - Complaint - EDTX

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 16:04:03
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